Does The SEC Regulate Annuities?

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   Steve Savant

   Syndicated Financial Columnist, Host of the weekly talk show Steve Savant's Money, the Name of the Game, Scottsdale Arizona

   Tax deferred annuities have three crediting methods: interest rate crediting, indexed crediting and separate sub accounts that use equity and bond and bond investments. Separate accounts in variable annuities are a registered security and fall under the jurisdiction of FINRA as well as the department of insurance in the state of issue.

   Answered on August 4, 2013

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